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PERFORMANCE TABLES

 
  • Two-day completion time for all performance tables.
  • Three-level review process to ensure accuracy
  • Management and incentive fee bills prepared.
  • Colored performance graphs for marketing.
  • Reviews and audits of performance tables compiled by a third party.
DISCLOSURE DOCUMENTS

 
  • Futures Accounting and Compliance's (FAC) team consists of former NFA compliance professionals who are well versed with all regulations and interpretations governing the preparations and distribution of disclosure documents.
  • Disclosure documents are updated every nine months at no cost to you.
  • Solicitation material is designed to maximize your marketing efforts.
REGISTRATION/FORMATION

 
  • All applicable applications completed and forwarded to the client for review and signature within two days.
  • FAC's compliance team will personally meet with NFA's registration personnel to discuss and quickly resolve registration deficiencies.
COMPLIANCE SERVICES
  • Compliance examination in accordance with CFTC/NFA rules.
  • Guidance during an NFA/CFTC audit.
  • Review of all advertising material to insure compliance.
  • Preparation of compliance/procedures manuals.
  • Client representation during NFA and CFTC investigations.
  • Assistance in handling customer complaints.
  • Compliance training for managers and brokers.
  • Organizational Guidance.

 

 
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Futures Accounting & Compliance
2182-D Gladstone Court, Glendale Heights, IL 60139
Office: (630) 622 - 0045 Toll Free: (800) 692 - FACS Fax: (630) 622 - 0048
E-Mail: fac@futuresaccounting.com